Common characteristics of a failed state include a government incapable of tax collection, law enforcement, security assurance, territorial control, political or civil office staffing, and infrastructure maintenance.
Typically, the term means that the state has been rendered ineffective and is not able to enforce its laws uniformly or provide basic goods and services to its citizens.
Examples of such characteristics include - but are not limited to - the presence of an insurgency, extreme political corruption, overwhelming crime rates suggestive of an incapacitated police force, an impenetrable and ineffective bureaucracy, judicial ineffectiveness, military interference in politics, and consolidation of power by regional actors such that it rivals or eliminates the influence of national authorities.
A derived concept of "failed cities" has also been launched, based on the notion that while a state may function in general, polities at the substate level may collapse in terms of infrastructure, economy, and social policy.
Call thus asserts that it is often inappropriately applied as a catch-all theory to explain the plight of states that are in fact subject to diverse national contexts and do not possess identical problems.
[22] Further critique of the ways in which the 'failed state' concept has been understood and used to inform national and international policy decisions is brought forth in research by Morten Bøås and Kathleen M. Jennings.
In fact, "this feature of state functioning is not only accepted, but also to a certain degree facilitated, as it creates an enabling environment for business and international capital.
Edited by the magazine Foreign Policy, the ranking examines 178 countries based on analytical research of the Conflict Assessment System Tool (CAST) of the Fund for Peace.
The typology is based on the security first logic and thus, shows the relevance of the monopoly of violence in comparison to the other two while at the same time acting as the precondition for a functioning state.
Robert I. Rotberg's model underlies an ordinal logic and thus, implies that the state failure process is a chronological chain of phases.
[38] When a so-called failed nation-state is crushed by internal violence or disruption, and consequently is no longer able to deliver positive political goods to its inhabitants, developed states feel the obligation to intervene and assist in rebuilding them.
Moss, Todd, Gunilla Pettersson, and Nicolas Van de Walle (2006) acknowledged the controversy over the effect of foreign aid that has developed in recent years.
"[47] They mention that the gradual decrease of aid may help foster long-lasting institutions, which is proven by the United States' efforts in Korea after the Cold War.
Berman, Eli, Felter, Shapiro, and Trolan (2013) also found similar evidence to support the paradox, stating that large US aid attempts in African agriculture have only resulted in further conflict between citizens.
"[48] Furthermore, Binyavanga Wainaina (2009) likens Western aid to colonization, in which countries believe that large cash contributions to spur the African economy will lead to political development and less violence.
Fearon and Laitin believe that multilateral interventions which solve the above four collective action problems will be more effective at rebuilding failed states through neotrusteeship.
By this, he means that peace agreements imposed by the international community tend to freeze in place power disparities that do not reflect reality.
Weinstein uses evidence from Uganda's successful recovery following a guerilla victory in a civil war, Eritrea's forceful secession from Ethiopia, and development in Somaliland and Puntland—autonomous regions of Somalia—to support his claims.
[52] Capability traps close the space for novelty, establishing fixed best-practice agendas as the basis of evaluating failed states.
Matt, Lant, and Woolcock from the Harvard Kennedy School of Government proposed an approach called the "Problem Driven Iterative Adaptation (PDIA)", to escape the capability traps.
It involves pursuing development interventions that engage broad sets of local agents to ensure the reforms are politically supportable and practically implementable.
While failed states are the source of numerous refugees, the chaotic emigration allowed by UN regulations and open border policies have contributed to human capital flight, or brain drain.
Without sufficient professional and skilled workers, such as doctors, nurses, biologists, engineers, electricians, and so on, the severity of failed states tends to increase, leading to even more emigration.
According to U.S. Department of Justice Trial Attorney Dan E. Stigall, "the international community is confronted with an increasing level of transnational crime in which criminal conduct in one country has an impact in another or even several others.
According to the study, social tensions, the legacy from civil conflict, geography, corruption and policy failure, as well as external factors contribute to governmental weakness.
[57] Contributing to previous research on the matter, Tiffiany Howard[58] looks at a different dimension of the connection between state failure and terrorism, based on evidence from Sub-Saharan Africa.
This link is also questioned by other scholars, such as Corinne Graff, who argues that 'there is simply no robust empirical relationship between poverty and terrorist attacks'.
First, if there has been a civil war and a rebel force has ultimately triumphed, then the vacuum may be filled by the rebellious army and political movement as it establishes control over the state.
However, the challenges to the state can be very different depending on the type of armed conflict, and whether it encompasses the country as a whole and large territories, or is specifically focused around one regional area.
As a result of these taxonomical difficulties, Wynand Greffrath has posited a nuanced approach to "state dysfunction" as a form of political decay, which emphasizes qualitative theoretical analysis.